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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-12
  • NY RA
    APPROVED
    Since 2026-06-12

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Asset Management (Americas) Llc New York NY 01/2019 Present
J.P. Morgan Wealth Management New York NY 11/2017 01/2019
Ubs Asset Management New York NY 01/2015 11/2017
Ubs Asset Management (Us) Inc. New York NY 06/2026 Present
  • 01/2019 → Present
    New York, NY
  • 11/2017 → 01/2019
    J.P. Morgan Wealth Management
    New York, NY
  • 01/2015 → 11/2017
    Ubs Asset Management
    New York, NY
  • 06/2026 → Present
    Ubs Asset Management (Us) Inc.
    New York , NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-11
  • S66 Uniform Combined State Law Examination
    2026-06-11

View on SEC IAPD

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