Adam Randall Kotz

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-22
NJ	RA	APPROVED	2020-10-16

NY RA
APPROVED

Since 2021-10-22
NJ RA
APPROVED

Since 2020-10-16

Branch Locations

1500 Broadway, 28Th Floor, New York, NY 10036 • United States

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors-Nyc, Llc	New York	NY	09/2012	03/2018
Mariner Wealth Advisors	New York	NY	03/2018	Present

09/2012 → 03/2018

Mariner Wealth Advisors-Nyc, Llc

New York, NY
03/2018 → Present

Mariner Wealth Advisors

New York, NY

Previous Registrations

2015-07-03 → 2018-03-31

Mariner Wealth Advisors

New York, NY

Overland Park, KS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-22

S65 Uniform Investment Adviser Law Examination

2021-10-22

View on SEC IAPD

Current Employers

Mariner

Disclosures

Employment History

Previous Registrations

Exams

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