Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-03-25 |
| FL | RA | APPROVED | 2007-01-24 |
| TX | RA | APPROVED | 2007-01-23 |
Branch Locations
25 N Maple Ave Ci Relationship Management, Ridgewood, NJ 07450 • United States
540 W Madison St Ci Client Services, Chicago, IL 60661 • United States
Palatine, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 11/2009 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 05/2019 | Present |
I*1428275 For profit or not for profit: Entity Charitable Name of outside business organization: Harold Washington College Investment related: N Address of business: Chicago, Illinois, 60601, United States Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 3/4/2024 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Adjunct Professor for Continuing Ed - SIE exam prep, Adjunct Professor for Continuing Education
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
Reach out to this advisor