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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-13
LA RA APPROVED 2015-07-16
  • TX RA
    APPROVED
    Since 2016-01-13
  • LA RA
    APPROVED
    Since 2015-07-16

Branch Locations

2681 N Causeway Blvd, Mandeville, LA 70471 • United States

Hammond, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mandeville LA 06/2015 Present
Bank Of America, N.A. Mandeville LA 07/2015 Present
Previous Registrations
  • 2014-03-17 → 2015-04-30
    Covington, LA
    Maryland Heights, MO
    Maryland Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-14
  • S66 Uniform Combined State Law Examination
    2014-03-14
Other Names
  • Cullen Hughes

View on SEC IAPD

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