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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2018-10-01
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2018-10-01

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Wayne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 04/2009 Present
Other Businesses

PARIKH INSURANCE TRUST, 24 LITTLE POND ROAD, WAYNE, NJ 07470 MAIN ACTIVITY, INSURANCE AND IS INVESTMENT RELATED. TITLE: TRUSTEE START DATE:9/30/98. O HOURS DEVOTED ON A DAILY BASIS CURRENTLY RESPONSIBILITIES UPON DEATH OF FAMILY MEMBER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-05-15
  • S63 Uniform Securities Agent State Law Examination
    2006-05-15
Designations

View on SEC IAPD

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