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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-27
SC RA APPROVED 2015-01-21
  • TX RA
    APPROVED_RES
    Since 2016-07-27
  • SC RA
    APPROVED
    Since 2015-01-21

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Myrtle Beach SC 01/2015 Present
Bank Of America, N.A. Myrtle Beach SC 01/2015 Present
Previous Registrations
  • 2014-05-14 → 2014-10-15
    St Louis, MO
    Murrells Inlet, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-14
  • S66 Uniform Combined State Law Examination
    2014-03-14

View on SEC IAPD

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