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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-29 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2016 | 06/2026 |
| Lpl Financial | Pleasant Hill | CA | 06/2026 | Present |
1. 05/2026 – Starway 360– DBA for LPL Business (entity for LPL business)– Inv Related – 160 Hour(s)/Month – 100 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 5/22/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-27 |
| S65 | Uniform Investment Adviser Law Examination | 2014-03-03 |
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