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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2014-06-11
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2014-06-11

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 04/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2014 → Present
    Pasadena, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

Rental properties, Yes, Encinitas, CA, Rental, Sole Proprietor / Owner / Partner, Property owner, 03/2012, 0,0 *250966 - Rental Property; Investment related: Yes; Vista, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2010; During business hours: 0; After business hours: 2; Owner of the rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
  • S66 Uniform Combined State Law Examination
    2014-02-27

View on SEC IAPD

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