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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-29 |
Branch Locations
1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States
Urbandale, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services | West Des Moines | IA | 12/2013 | 12/2018 |
| Investment Advisors Corp | West Des Moines | IA | 12/2013 | 12/2018 |
| Unemployed | Urbandale | IA | 01/2019 | 02/2019 |
| Voya Financial Advisors, Inc | Des Moines | IA | 02/2019 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Advisors | St Cloud | MN | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: BEAVERDALE LITTLE LEAGUE; NO; 5356 NW BEAVER DR, JOHNSTON, IA 50131; LITTLE LEAGUE BASEBALL ORGANIZATION; BOARD PRESIDENT; 11/2025; 5-10 HOURS PER WEEK, DUTIES: ORGANIZE AND HOLD MEETINGS, CONDUCT OFFICER OF THE DAY DUTIES, ORGANIZE TEAMS AND SCHEDULES, REPRESENT BEAVERDALE LITTLE LEAGUE IN THE COMMUNITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-13 |
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