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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
Branch Locations
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Wilmington | DE | 01/2014 | 03/2017 |
| The Vanguard Group, Inc. | Malvern | PA | 04/2017 | 08/2024 |
| J.P. Morgan Securities Llc | Boston | MA | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-11 |
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