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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-16
NJ RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-16
  • CA RA
    APPROVED
    Since 2024-09-16
  • NJ RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States

10729 Preston Road, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 12/2013 Present
Jpmorgan Chase Bank, N.A. Dallas TX 01/2006 Present
Self Dallas TX 10/2014 10/2016
  • 12/2013 → Present
    Dallas, TX
  • 01/2006 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 10/2014 → 10/2016
    Self
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-14
S63 Uniform Securities Agent State Law Examination 2014-03-05
  • S66 Uniform Combined State Law Examination
    2024-09-14
  • S63 Uniform Securities Agent State Law Examination
    2014-03-05
Other Names
  • Leticia Anaid Saucedo

View on SEC IAPD

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