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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-16 |
| NJ | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States
10729 Preston Road, Dallas, TX 75230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 12/2013 | Present |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 01/2006 | Present |
| Self | Dallas | TX | 10/2014 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-05 |
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