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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-12 |
| NY | RA | APPROVED | 2025-03-25 |
Branch Locations
1156 Avenue Of The Americas, New York, NY 10036 • United States
866 3Rd Ave, New York, NY 10022 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co. | New York City | NY | 07/2015 | 08/2017 |
| Charles Schwab Bank | New York City | NY | 07/2015 | 08/2017 |
| E*Trade Securities Llc | New York | NY | 08/2017 | 11/2020 |
| Personal Capital Advisors Corporation | Boynton Beach | FL | 12/2020 | 11/2021 |
| Charles Schwab & Co., Inc. | Coral Gables | FL | 12/2021 | 06/2023 |
| Charles Schwab Bank, Ssb | Coral Gables | FL | 12/2021 | 06/2023 |
| Tiaa | Coral Gables | FL | 06/2023 | 03/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Coral Gables | FL | 06/2023 | 03/2025 |
| Harrisdirect Llc | New York | NY | 08/2017 | 11/2020 |
| Wells Fargo Clearing Services, Llc | New Yor | NY | 03/2025 | Present |
RENTAL PROPERTY; INV RELATED; MIAMI, FL; 50% OWNERSHIP; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RESIDENTIAL RENTAL GINSBURG FAMILY TRUST ; INV RELATED;NY,NY; FAMILY TRUSTEE FOR TRUSTS; TRUSTEE/CO-TRUSTEE; START DATE: 07/01/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-17 |
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