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Grant Hamilton Seaton

Charles Schwab & Co., Inc.

Boulder, CO

Fort Collins, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-10
  • CO RA
    APPROVED
    Since 2022-01-10

Branch Locations

2480 Canyon Blvd Suite M4, Boulder, CO 80302-6702 • United States

2733 Council Tree Ave Suite 113, Fort Collins, CO 80525-6316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Collins CO 11/2015 Present
Charles Schwab Bank, Ssb Fort Collins CO 11/2015 Present
Previous Registrations
  • 2014-03-06 → 2015-11-17
    Morgan Stanley
    Irvine, CA
    Irvine, CA
    South Jordan, UT
    El Segundo, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-02-07
S65 Uniform Investment Adviser Law Examination 2013-09-26
  • S63 Uniform Securities Agent State Law Examination
    2014-02-07
  • S65 Uniform Investment Adviser Law Examination
    2013-09-26

View on SEC IAPD

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