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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-31 |
| UT | RA | APPROVED | 2021-03-30 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
Herriman, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Appleton | WI | 02/2016 | 01/2017 |
| Solera (Autopoint) | South Jordan | UT | 07/2016 | 03/2017 |
| Alpine Securities | Salt Lake City | UT | 03/2017 | 07/2017 |
| Unemployed | West Jordan | UT | 07/2017 | 11/2018 |
| Morgan Stanley | Sandy | UT | 11/2018 | Present |
| Morgan Stanley Services Group, Inc. | South Jordan | UT | 11/2018 | 01/2020 |
1. *373723 - Independent Contractor; Investment related No; Independent Contractor; Soccer Trainer (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 5; providing one on one coaching and training soccer session for youths 2. *405718 - Doordash; Investment related -No; Ontario; California; Automotive/Transportation; Delivery (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 10; 3. *419723 - Tern App; Investment related -No; Herriman; Utah; Technology; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 40; Administrative 4.*458221 -Uber; Investment related -No; San Francisco, California; Automotive/Transportation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 6; Driver 5. *528728 -Afrotribe LLC; Investment related: Yes; Herriman, Utah; Art/Culture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 4; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-01 |
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