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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-13
SC RA APPROVED 2026-01-21
  • TX RA
    APPROVED
    Since 2026-04-13
  • SC RA
    APPROVED
    Since 2026-01-21

Branch Locations

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 12/2013 Present
Ubs Financial Services.iNc Mount Pleasant SC 05/2022 Present
  • 12/2013 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbia, SC
  • 05/2022 → Present
    Ubs Financial Services.iNc
    Mount Pleasant, SC
Other Businesses

I*137179 For profit or not for profit: Non-Profit Organization Name of outside business organization: Junior League of the Grand Strand Investment related: N Address of business: Myrtle Beach, South Carolina 29572 Nature of business: Charitable Organization Position, title, association: Officer, Start date of relationship: 4/5/2021 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Junior League is a women's organization designed to promote volunteerism, develop the potential of women leaders, and work together to improve our local community. Tasks include running meetings, helping to plan fundraiser and volunteer opportunities Junior League of the Grand Strand / PO Box 7015Myrtle BeachSouth Carolina29572 / Member of Board of directors / Women's volunteer organization / President- membership recruitment, working with community organizations to plan volunteer events, help run board meetings. / 5/25/2022 3)NAME OF BUSINESS:Girl Scouts of Eastern South Carolina/ADDRESS: 7257 Cross County Rd, North Charleston,South Carolina/NATURE OF BUSINESS:"Girl Scouts bring their dreams to life and work together to build a better world.Through programs from coast to coast, Girl Scouts of all backgrounds and abilities can be unapologetically themselves as they discover their strengths and rise to meet new challenges-whether they want to climb to the top of a tree or the top of their class, lace up their boots for a hike or advocate for climate justice, or make their first best friends.Backed by trusted adult volunteers, mentors, and millions of alums, Girl Scouts lead the way as they find their voices and make changes that affect the issues most important to them. Girl Scouting builds girls of courage, confidence, and character, who make the world a better place."/POSITION: Member of Board of directors/DUTIES:Participate in monthly board of director meetings/ START DATE: 4/29/2023/HOURS DEVOTED: No 4) NAME OF BUSINESS: Zeta Gamma Chapter of the Chi Omega Fraternity at College of Charleston/ADDRESS: 38 Coming St. Charleston,South Carolina/NATURE OF BUSINESS: I am the new member and Panhellenic advisor for the Fraternity. I advise the collegiate women in their roles and help guide them and work with our national organization/POSITION: Advisor or advisory group member if advice given may influence an officer/board/DUTIES:Advisory duties for collegiate sisters in the Fraternity./START DATE: 4/10/2023./HOURS DEVOTED: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-21
  • S66 Uniform Combined State Law Examination
    2026-01-21
Other Names
  • Amanda Jane Millen

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