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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-09 |
| NC | RA | APPROVED | 2018-08-03 |
| TX | RA | APPROVED | 2018-08-03 |
Branch Locations
277 Park Ave, Floor 36, New York, NY 10172 • United States
500 Providence Rd, Floor 01, Charlotte, NC 28207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cornelius | NC | 05/2016 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | Charlotte | NC | 04/2018 | Present |
| J.P. Morgan Securities Llc | Charlotte | NC | 07/2018 | Present |
| Unemployed | Charlotte | NC | 12/2017 | 03/2018 |
Entity Name: The American College Investment related: Yes Address: 630 Allendale Rd #400, King of Prussia, PA 19406 Nature of the other business: Finance Services Position/Title/Relationship: Board member Start Date: 02/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The American College is a private college focused on professional training for financial practitioners. As a board member, I would offer subject matter expertise in the financial industry and offer input to their academic organization. The American College offers designations to JPM advisors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-20 |
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