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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
Salt Lake City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Portland | OR | 12/2015 | 12/2017 |
| E*Trade Capital Management Llc | Portland | OR | 10/2016 | 12/2017 |
| E*Trade Securities Llc | Sandy | UT | 12/2017 | 09/2023 |
| E*Trade Capital Management Llc | Sandy | UT | 12/2017 | 09/2023 |
| Morgan Stanley Smith Barney Llc | Sandy | UT | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-30 |
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