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3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-05 |
Branch Locations
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Greenwood Village | IA | 12/2015 | 11/2022 |
| Principal Financial | Des Moines | IA | 11/2022 | 05/2023 |
| Fidelity Investments | Denver | CO | 12/2015 | 11/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 05/2023 | 08/2024 |
| Thrivent Financial | Appleton | WI | 06/2023 | 08/2024 |
| D.M. Kelly & Company | Des Moines | IA | 08/2024 | Present |
| Dmkc Advisory Services, Llc | Des Moines | IA | 08/2024 | Present |
AUTHOR - SELF POSITION: Author NATURE: Author of fiction publications. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2023 ADDRESS: 26219 Cedar Ave, Ackley IA 50601, United States DESCRIPTION: Writing fiction piece for publication.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-25 |
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