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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-13
  • FL RA
    APPROVED
    Since 2023-04-13

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 08/2015 Present
Cetera Advisors Llc St Cloud MN 08/2015 Present
Cetera Investment Services Llc Saint Cloud MN 09/2015 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2015 Present
Girard Securities, Inc. San Diego CA 01/2016 11/2017
Investors Capital Corp. Lynnfield MA 01/2016 11/2016
First Allied Securities, Inc. San Diego CA 01/2016 09/2022
Legend Equities Corporation Palm Beach Gardens FL 01/2016 12/2016
Summit Brokerage Services, Inc. Boca Raton FL 01/2016 12/2019
Vsr Financial Services, Inc. Overland Park KS 01/2016 11/2016
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 08/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2015 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2015 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2016 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 01/2016 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 01/2016 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2016 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2016 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 01/2016 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 03/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-08-28 → 2015-08-20
    Newport Group Securities, Inc.
    Lake Mary, FL
    Lake Mary, FL
Other Businesses

1. NAME OF OTHER BUSINESS: BLUE LINE HOCKEY TOURNAMENTS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: TOURNAMENT HOSTING START DATE: 05/2017 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOST YOUTH HOCKEY TOURNAMENTS FOR PROFIT 2. NAME OF OTHER BUSINESS: TBD INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFESTYLE / FITNESS / CHANGE MANAGEMENT START DATE: 2/2017 POSITION/TITLE/RELATIONSHIP: OWNER/AUTHOR/COACH APX NUMBER OF HOURS PER WEEK: 7 APX NUMBER OF HOURS DURING TRADING HOURS: 7 BRIEF DESCRIPTION OF DUTIES: PRODUCE & SELL EBOOKS, LIFE COACHING PACKAGES IN ONLINE FORMAT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-27
  • S66 Uniform Combined State Law Examination
    2014-08-27
Other Names
  • Rebecca Lynn Gamache
  • Rebecca Lynn Bass
  • Becky Ning
  • Rebecca Lynn Ning

View on SEC IAPD

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