Thomas B Warren

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 03/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Durham, NC
• 06/2016 → 03/2023
  Bank Of America, N.A.
  Durham, NC
• 03/2023 → Present
  Morgan Stanley Smith Barney Llc
  Raleigh, NC
• 04/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-05-27 → 2023-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Chapel Hill, NC

Exams

• S66 Uniform Combined State Law Examination
  2016-05-26

Other Names

• Thomas Baker Warren
• Thomas Baker Warren
• Tommy Warren