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Christopher Joseph Bak

Thrive Capital Management, LLC

Fort Washington, PA

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Current Employers
Thrive Capital Management, Llc

500 W Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-10-06
  • PA RA
    APPROVED
    Since 2020-10-06

Branch Locations

500 W Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicks Roast Beef Philadelphia PA 09/2014 12/2018
Boenning & Scattergood West Conshohocken PA 06/2016 10/2017
Efficient Advisors Philadelphia PA 10/2017 08/2020
Liberty Partners Financial Services, Llc. Bakersfield CA 06/2019 08/2020
Thrive Capital Management, Llc Fort Washington PA 11/2023 Present
Thrive Insurance Group, Llc Fort Washington PA 11/2023 Present
Thrive Financial Services, Llc Fort Washington PA 11/2023 Present
Thrive Capital Management, Llc Fort Washington PA 08/2020 11/2023
Thrive Capital Management, Llc Fort Washington PA 03/2021 08/2023
Thrive Financial Services, Llc Fort Washington PA 03/2021 08/2023
  • 09/2014 → 12/2018
    Nicks Roast Beef
    Philadelphia, PA
  • 06/2016 → 10/2017
    Boenning & Scattergood
    West Conshohocken, PA
  • 10/2017 → 08/2020
    Efficient Advisors
    Philadelphia, PA
  • 06/2019 → 08/2020
    Liberty Partners Financial Services, Llc.
    Bakersfield, CA
  • 11/2023 → Present
    Thrive Capital Management, Llc
    Fort Washington, PA
  • 11/2023 → Present
    Thrive Insurance Group, Llc
    Fort Washington, PA
  • 11/2023 → Present
    Thrive Financial Services, Llc
    Fort Washington, PA
  • 08/2020 → 11/2023
    Thrive Capital Management, Llc
    Fort Washington, PA
  • 03/2021 → 08/2023
    Thrive Capital Management, Llc
    Fort Washington, PA
  • 03/2021 → 08/2023
    Thrive Financial Services, Llc
    Fort Washington, PA
Previous Registrations
  • 2017-10-30 → 2020-08-13
    Efficient Advisors
    Mason, OH
  • 2016-06-24 → 2017-10-20
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
    West Conshohocken, PA
  • 2016-04-19 → 2016-06-30
    Efficient Advisors
    Mason, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-07-08
S65 Uniform Investment Adviser Law Examination 2016-03-04
  • S63 Uniform Securities Agent State Law Examination
    2017-07-08
  • S65 Uniform Investment Adviser Law Examination
    2016-03-04
Other Names
  • Chris J Bak

View on SEC IAPD

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EQUITA FINANCIAL NETWORK, INC.

Other Investors

CHARLES CLAUDE WEEKS
SEAN MICHAEL COOK
David Rucki
BRIAN MARK STIGLIANO
KATHLEEN MARIE BALTRA
CAULDON DEAN QUINN
GLENN DAVID MEYER
CORY SCOTT MEYER

Other Offices

BANCROFT CAPITAL, LLC · FORT WASHINGTON, PA
BARRISTER · FORT WASHINGTON, PA
COMMONWEALTH FINANCIAL NETWORK · FORT WASHINGTON, PA
FORVIS MAZARS WEALTH ADVISORS, LLC · Fort Washington, PA
BANCROFT CAPITAL, LLC · FORT WASHINGTON, PA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · FORT WASHINGTON, PA
MML INVESTORS SERVICES, LLC · Fort Washington, PA
BANCROFT CAPITAL, LLC · FORT WASHINGTON, PA

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