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Geoff C Newman

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments American Fork UT 01/2014 03/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2021
E*Trade Securities Llc Sandy UT 04/2021 Present
E*Trade Capital Management Llc Sandy UT 04/2021 Present
Morgan Stanley Sandy UT 03/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 01/2014 → 03/2021
    Fidelity Investments
    American Fork, UT
  • 07/2018 → 03/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2021 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 04/2021 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 03/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2021-05-06 → 2023-09-05
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
  • 2018-07-13 → 2021-04-05
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-03-12 → 2018-07-13
    Strategic Advisers Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-07
S63 Uniform Securities Agent State Law Examination 2014-04-11
  • S66 Uniform Combined State Law Examination
    2015-03-07
  • S63 Uniform Securities Agent State Law Examination
    2014-04-11
Other Names
  • Geoffrey Newman
  • Geoffrey Cutler Newman
  • Geoff C Newman
  • Geoffrey C Newman

View on SEC IAPD

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BRIAN SCOTT URIE
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BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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