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200 Statesville Blvd #1001, Salisbury, NC 28144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-06 |
| NC | RA | APPROVED | 2022-01-12 |
Branch Locations
200 Statesville Blvd #1001, Salisbury, NC 28144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Charlotte | NC | 04/2014 | 01/2019 |
| Park Avenue Securities Llc | Charlotte | NC | 07/2015 | 01/2019 |
| Penn Mutual Life Insurance Co | Horsham | PA | 01/2019 | 12/2021 |
| Hornor Townsend & Kent Inc | Horsham | PA | 01/2019 | 12/2021 |
| Falcon Investments Strategies, Llc | Salisbury | NC | 01/2022 | Present |
| Strategic Planning Group | Charlotte | NC | 02/2019 | 01/2021 |
| Consolidated Planning | Charlotte | NC | 04/2014 | 02/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2022 | Present |
1) 1. Falcon Investment Strategies DBA Falcon Financial 2. Investment related 3. Office of Employment Address 4. RIA 5. Financial Advisor 6. 02/2022 7. 100 hrs/mo 8. 25 hrs during trading 9. monitoring equity positions/ speaking with clients related to individual portfolios 10. Advisory Fees 2) 1. PKS Financial 2. Investment related 3. 80 State Street, Albany NY 12207 4. Fixed / Traditional Insurance 5. Agent 6. 6/2022 7. 10 hrs/mo 8. 10 hrs during trading 9. Sales of fixed / traditional insurance products 3) 1. Fixed Insurance 2. Investment related 3. Office of Employment Address 4. Fixed / Traditional Insurance 5. Agent 6. 02/2022 7. 10 hrs/mo 8. 10 hrs during trading 9. Sales of Fixed / Traditional insurance products and make commission on sales. 4) Metolius Capital, LLC -Stephen Gegorek is the sole owner of Metolius Capital, a holding company that is not investment related, strictly pass through. Stephen spends 0% of his time on this activity. Address for the holding company is 2730 Farm House Lane, Monroe, NC 28110 5) The Gegorek Group - This was a business consulting company created in 2019. Stephen is a 49% owner. Stephen spends 0% of his time on this activity as the company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-12 |
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