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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
225 N Main Street Ste 408, Salisbury, NC 28144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Salisbury | NC | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:; No; 120 E COUNCIL STREET; SALISBURY; NC; 28144; commercial real estate office building rentals; none-silent partner; 1/1/1997; 0; 0; none - silent partner|NAME OF ENTITY: Independent Insurance Agent; Yes; 225 N MAIN STREET; SALISBURY; NC; 28144; Fixed insurance Sales; Independent Insurance Agent; 11/28/2012; 160; 160; Sales of Fixed Insurance Products|NAME OF ENTITY:CATAWBA FOUNDATION INC (CFI); No; 2300 W INNES ST; SALISBURY; NC; 28144; NON PROFIT ORGANIZATION; BOARD MEMBER; 11/15/2014; 1; 1; CFI SHALL SERVE AS A FIDUCIARY FOR GIFTS, INCLUDING REAL ESTATE AND BUSINESS INTERESTS, AND WORK IN COOPERATION WITH THE CATAWBA COLLEGE DEVELOPMENT OFFICE IN ITS EFFORTS TO CREATE AN ENVIRONMENT CONDUCIVE TO INCREASING LEVELS OF PRIVATE SUPPORT.|NAME OF ENTITY:Henderlite Financial Services, LLC; No; 225 N. Main St., Suite 408; Salisbury; NC; 28144; FIXED INSURANCE DBA; owner; 10/21/2019; 8; 8; SALE AND SERVICE FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-20 |
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