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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Salisbury | NC | 05/2015 | 06/2019 |
| Raymond James Financial Services Advisors Inc. | Salisbury | NC | 05/2015 | 06/2019 |
| Cl&Eks, Inc. | Salisbury | NC | 05/2015 | Present |
| Midway Investments, Llc | Salisbury | NC | 07/2002 | Present |
| Capital Investment Group, Inc. | Raleigh | NC | 05/2019 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 05/2019 | Present |
1)MIDWAY INVESTMENTS LLC; SALISBURY, NC; MOBILE HOME RENTALS; CO-OWNER; START DATE 7/2002; 0 HRS PER MONTH; RENTAL ACTIVITIES ARE HANDLDED BY A REAL ESTATE PROPERTY MANAGER. 2)CL&EKS, INC; SALISBURY, NC; SUPPORT COMPANY/DBA (OWNER); NOT INVESTMENT RELATED; HANDLES ACCOUNTING; 05/2015-PRESENT; 0 HOURS PER MONTH, 0 HOURS DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-27 |
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