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Joseph John D'ARrigo

Wells Fargo Clearing Services, LLC

El Segundo, CA

Beverly Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-18
  • CA RA
    APPROVED
    Since 2024-07-18

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

9354 Wilshire Blvd, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Santa Cruz CA 09/2014 12/2022
Jpmorgan Chase Bank Santa Cruz CA 01/2013 12/2022
San Jose State University San Jose CA 08/2014 01/2017
Lax Empire, Inc. Mountain View CA 06/2015 07/2020
University Of California, Santa Cruz Santa Cruz CA 09/2017 06/2019
Wells Fargo Clearing Services, Llc Beverly Hills CA 07/2024 Present
Wells Fargo Bank, Na Beverly Hills CA 07/2024 Present
Jpmorgan Chase Bank Los Angeles CA 12/2022 11/2023
Unemployed Santa Monica CA 12/2023 06/2024
  • 09/2014 → 12/2022
    Jp Morgan Securities Llc
    Santa Cruz, CA
  • 01/2013 → 12/2022
    Jpmorgan Chase Bank
    Santa Cruz, CA
  • 08/2014 → 01/2017
    San Jose State University
    San Jose, CA
  • 06/2015 → 07/2020
    Lax Empire, Inc.
    Mountain View, CA
  • 09/2017 → 06/2019
    University Of California, Santa Cruz
    Santa Cruz, CA
  • 07/2024 → Present
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
  • 07/2024 → Present
    Wells Fargo Bank, Na
    Beverly Hills, CA
  • 12/2022 → 11/2023
    Jpmorgan Chase Bank
    Los Angeles, CA
  • 12/2023 → 06/2024
    Unemployed
    Santa Monica, CA
Previous Registrations
  • 2023-03-20 → 2023-11-29
    J.P. Morgan Securities Llc
    Santa Cruz, CA
    San Jose, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
S63 Uniform Securities Agent State Law Examination 2014-10-15
  • S66 Uniform Combined State Law Examination
    2023-03-20
  • S63 Uniform Securities Agent State Law Examination
    2014-10-15
Other Names
  • Joe D'ARrigo
  • Joseph John D'ARrigo
  • Joseph Darrigo

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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