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Account
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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-25 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
4300 Six Forks Road, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 12/2013 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2017 | 02/2018 |
| Bank Of America, N.A. | Chandler | AZ | 09/2017 | 02/2018 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2018 | 08/2024 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 05/2019 | 08/2024 |
| Charles Schwab Premiere Bank | Phoenix | AZ | 11/2020 | 08/2024 |
| Charles Schwab Trust Bank | Phoenix | AZ | 11/2020 | 08/2024 |
| First Citizens Investor Services | Raleigh | NC | 10/2025 | Present |
| First Citizens Bank | Raleigh | NC | 08/2024 | Present |
(1) LEAD Charter Schools | not investment related | Gilbert, Arizona | start date 01/13/2021 | Board Member | less than 20 hours per month | none during securities trading hours; (2) Leading Edge Academy Maricopa | not investment related | Gilbert, Arizona | start date 01/13/2021 | Board Member | less than 20 hours per month | none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-16 |
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