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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-06 |
Branch Locations
Bloomfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Equities, Inc. | Parsippany | NJ | 01/2016 | 11/2016 |
| New York Life Insurance Company | Saddle Brook | NJ | 11/2016 | 11/2017 |
| Nylife Securities Llc | Saddle Brook | NJ | 12/2016 | 11/2017 |
| Prudential Insurance Company Of America | Shelton | CT | 10/2017 | 11/2020 |
| Prudential Annuities Distributors, Inc | Shelton | CT | 10/2017 | 11/2020 |
| Jpmorgan Securities Llc | Jersey City | NJ | 11/2020 | 06/2022 |
| Uber | Shelton | CT | 07/2019 | Present |
| Citigroup | Manhattan | NY | 08/2022 | Present |
Uber; Not Investment-related; Nature: Ride sharing company allows me to act as an independent contractor to drive customers. Rarely do this outside activity, only when a little extra income is needed. ; Bloomfield, NJ; Started: 7/1/2019; Title: Driver; Duties: drive people to their requested destination.; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours. /////
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-20 |
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