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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-06
  • NY RA
    APPROVED
    Since 2022-09-06

Branch Locations

Citi Wealth Management, National Sales 388 Greenwich St., 22Nd Fl & 24Th Fl, New York, NY 10013 • United States

Bloomfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Equities, Inc. Parsippany NJ 01/2016 11/2016
New York Life Insurance Company Saddle Brook NJ 11/2016 11/2017
Nylife Securities Llc Saddle Brook NJ 12/2016 11/2017
Prudential Insurance Company Of America Shelton CT 10/2017 11/2020
Prudential Annuities Distributors, Inc Shelton CT 10/2017 11/2020
Jpmorgan Securities Llc Jersey City NJ 11/2020 06/2022
Uber Shelton CT 07/2019 Present
Citigroup Manhattan NY 08/2022 Present
  • 01/2016 → 11/2016
    Summit Equities, Inc.
    Parsippany, NJ
  • 11/2016 → 11/2017
    New York Life Insurance Company
    Saddle Brook, NJ
  • 12/2016 → 11/2017
    Nylife Securities Llc
    Saddle Brook, NJ
  • 10/2017 → 11/2020
    Prudential Insurance Company Of America
    Shelton, CT
  • 10/2017 → 11/2020
    Prudential Annuities Distributors, Inc
    Shelton, CT
  • 11/2020 → 06/2022
    Jpmorgan Securities Llc
    Jersey City, NJ
  • 07/2019 → Present
    Uber
    Shelton, CT
  • 08/2022 → Present
    Citigroup
    Manhattan, NY
Previous Registrations
Other Businesses

Uber; Not Investment-related; Nature: Ride sharing company allows me to act as an independent contractor to drive customers. Rarely do this outside activity, only when a little extra income is needed. ; Bloomfield, NJ; Started: 7/1/2019; Title: Driver; Duties: drive people to their requested destination.; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-12
S63 Uniform Securities Agent State Law Examination 2017-05-20
  • S66 Uniform Combined State Law Examination
    2021-08-12
  • S63 Uniform Securities Agent State Law Examination
    2017-05-20
Other Names
  • James Edward Giordano

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