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10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-07 |
Branch Locations
1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hughes Pittman & Gupton Llp | Raleigh | NC | 06/2013 | 02/2024 |
| 1St Global Capital Corp | Raleigh | NC | 12/2013 | 10/2019 |
| 1St Global Advisors, Inc | Raleigh | NC | 12/2013 | 10/2019 |
| Avantax Advisory Services | Raleigh | NC | 10/2019 | 08/2024 |
| Avantax Investment Services, Inc. | Raleigh | NC | 10/2019 | 08/2024 |
| Hpg Wealthcare Advisors, Llc. | Raleigh | NC | 02/2014 | 08/2024 |
| Eisneramper | Raleigh | NC | 02/2024 | Present |
| Prosperity - An Eisneramper Company | Raleigh | NC | 08/2024 | Present |
1) WHITE ORCHARD HOLDINGS TRUST POSITION: Trustee NATURE: This is a revocable grantor trust set up by my wife. It will hold certain investments and assets. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/19/2017 ADDRESS: 931 Alden Bridge Drive, Cary NC 27519, DESCRIPTION: I am a co-trustee on the trust with my wife as the other co-trustee. 2) RENTAL PROPERTY POSITION: Owner NATURE: Rental of our second home at the beach to unrelated guests, using a rental management company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2020 ADDRESS: 931 Alden Bridge Drive, Cary NC 27519, DESCRIPTION: Oversee rental management company, maintain the property. 3) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-03 |
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