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Current Employers
Prosperity - An Eisneramper Company

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-07
  • NC RA
    APPROVED
    Since 2024-08-07

Branch Locations

1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hughes Pittman & Gupton Llp Raleigh NC 06/2013 02/2024
1St Global Capital Corp Raleigh NC 12/2013 10/2019
1St Global Advisors, Inc Raleigh NC 12/2013 10/2019
Avantax Advisory Services Raleigh NC 10/2019 08/2024
Avantax Investment Services, Inc. Raleigh NC 10/2019 08/2024
Hpg Wealthcare Advisors, Llc. Raleigh NC 02/2014 08/2024
Eisneramper Raleigh NC 02/2024 Present
Prosperity - An Eisneramper Company Raleigh NC 08/2024 Present
  • 06/2013 → 02/2024
    Hughes Pittman & Gupton Llp
    Raleigh, NC
  • 12/2013 → 10/2019
    1St Global Capital Corp
    Raleigh, NC
  • 12/2013 → 10/2019
    1St Global Advisors, Inc
    Raleigh, NC
  • 10/2019 → 08/2024
    Avantax Advisory Services
    Raleigh, NC
  • 10/2019 → 08/2024
    Avantax Investment Services, Inc.
    Raleigh, NC
  • 02/2014 → 08/2024
    Hpg Wealthcare Advisors, Llc.
    Raleigh, NC
  • 02/2024 → Present
    Eisneramper
    Raleigh, NC
  • 08/2024 → Present
    Raleigh, NC
Previous Registrations
  • 2019-10-25 → 2024-08-19
    Avantax Advisory Services
    Raleigh, NC
    Dallas, TX
    Cary, NC
  • 2014-02-03 → 2019-10-25
    1St Global Advisors Inc
    Raleigh, NC
Other Businesses

1) WHITE ORCHARD HOLDINGS TRUST POSITION: Trustee NATURE: This is a revocable grantor trust set up by my wife. It will hold certain investments and assets. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/19/2017 ADDRESS: 931 Alden Bridge Drive, Cary NC 27519, DESCRIPTION: I am a co-trustee on the trust with my wife as the other co-trustee. 2) RENTAL PROPERTY POSITION: Owner NATURE: Rental of our second home at the beach to unrelated guests, using a rental management company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2020 ADDRESS: 931 Alden Bridge Drive, Cary NC 27519, DESCRIPTION: Oversee rental management company, maintain the property. 3) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-03
  • S66 Uniform Combined State Law Examination
    2014-02-03

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