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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
CA RA APPROVED 2019-10-29
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • CA RA
    APPROVED
    Since 2019-10-29

Branch Locations

10250 S. De Anza Blvd., Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Jose CA 11/2013 06/2019
Jp Morgan Chase San Jose CA 11/2013 08/2020
Jpmorgan Chase Bank, Na Cupertino CA 07/2019 07/2020
Jpmorgan Chase Bank Cupertino CA 08/2020 Present
Jp Morgan Securities Llc Cupertino CA 08/2020 Present
  • 11/2013 → 06/2019
    San Jose, CA
  • 11/2013 → 08/2020
    Jp Morgan Chase
    San Jose, CA
  • 07/2019 → 07/2020
    Jpmorgan Chase Bank, Na
    Cupertino, CA
  • 08/2020 → Present
    Jpmorgan Chase Bank
    Cupertino, CA
  • 08/2020 → Present
    Cupertino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-25
S63 Uniform Securities Agent State Law Examination 2014-01-14
  • S66 Uniform Combined State Law Examination
    2019-09-25
  • S63 Uniform Securities Agent State Law Examination
    2014-01-14
Other Names
  • Michelle Zhang

View on SEC IAPD

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