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Robert E Pugh

LPl Enterprise, LLC

Plano, TX

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2013 12/2021
Pruco Securities, Llc. Plano TX 12/2021 11/2024
Prudential Insurance Company Of America Plano TX 12/2021 Present
Lpl Enterprise, Llc Plano TX 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-08
  • S66 Uniform Combined State Law Examination
    2014-02-08
Other Names
  • Bobby E Pugh

View on SEC IAPD

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