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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-11-21
  • CO RA
    APPROVED
    Since 2012-11-21

Branch Locations

7150 Campus Dr Ste 265-A, Colorado Springs, CO 80920 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Colorado Springs CO 02/2006 Present
Primerica Financial Services Colorado Springs CO 01/2006 Present
  • 02/2006 → Present
    Colorado Springs, CO
  • 01/2006 → Present
    Primerica Financial Services
    Colorado Springs, CO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. DELTA V. STRATEGIES, LLC, Investment Related, 540 Elkton Dr. Ste 104 Colorado Springs, CO 80907, Primerica Business Purposes, Owner, July 2014 to Present, 160 hours per month (100 hours per month during securities trading hours), legal entity formed solely for Primerica business purposes .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-12
S63 Uniform Securities Agent State Law Examination 2010-03-30
  • S65 Uniform Investment Adviser Law Examination
    2012-11-12
  • S63 Uniform Securities Agent State Law Examination
    2010-03-30

View on SEC IAPD

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