Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-22 |
Branch Locations
320 Park Avenue Fl 9, New York, NY 10022 • United States
Fishkill, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank N.A. | Chappaqua | NY | 02/2016 | 03/2017 |
| Jp Morgan Chase Bank N.A. | Jefferson Valley | NY | 03/2017 | 06/2018 |
| Ubs Financial Services Inc. | Stamford | CT | 07/2018 | 05/2022 |
| Morgan Stanley | Purchase | NY | 05/2022 | 11/2023 |
| Raymond James & Associates, Inc. | New York | NY | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-08 |
Reach out to this advisor