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Jennifer E Hickney

Ubs Financial Services Inc.

Providence, RI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-04
RI RA APPROVED 2022-10-14
  • TX RA
    APPROVED
    Since 2022-11-04
  • RI RA
    APPROVED
    Since 2022-10-14

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Providence RI 11/2013 10/2022
Morgan Stanley Private Bank, N.A. New York NY 09/2015 01/2017
Ubs Financial Services Providence RI 10/2022 Present
  • 11/2013 → 10/2022
    Morgan Stanley
    Providence, RI
  • 09/2015 → 01/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2022 → Present
    Ubs Financial Services
    Providence, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-18
  • S66 Uniform Combined State Law Examination
    2014-07-18

View on SEC IAPD

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