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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-04
  • TX RA
    APPROVED
    Since 2014-04-04

Branch Locations

1509 Emerald Pkwy, College Station, TX 77845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated College Station TX 11/2013 Present
Bank Of America, N.A. College Station TX 06/2014 Present
Other Businesses

I*2162298, Entity Type: , Name of OBA: P W Life Insurance Trust, Address: College Station, Texas, 77845, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 03-Feb-2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-31
  • S66 Uniform Combined State Law Examination
    2014-03-31

View on SEC IAPD

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