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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-16
  • TX RA
    APPROVED
    Since 2012-11-16

Branch Locations

1509 Emerald Pkwy, College Station, TX 77845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) College Station TX 11/2012 Present
Bank Of America, N.A. College Station TX 01/2013 Present
  • 11/2012 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    College Station, TX
  • 01/2013 → Present
    Bank Of America, N.A.
    College Station, TX
Previous Registrations
  • 2005-09-01 → 2012-12-12
    College Station, TX
    College Station, TX
  • 1997-07-11 → 2005-09-02
    Morgan Stanley Dw Inc.
    Bryan, TX
Other Businesses

COLLEGE STATION TASO COLLEGE STATION, TX 77845-HIGH SCHOOL BASKETBALL REFEREE FROM 11/02 THRU UNKNOWN-NON INVESTMENT RELATED-24 HOURS PER MONTH 0 DURING TRADING HRS I*65834For profit or not for profit: For-Profit Organization Name of outside business organization: Camp Creek Aggie Partners, LLC Investment related: N Address of business: College Station, TX 77845 Position, title, association: Owner, Start date of relationship: 8/2/2013Number of hours devoted: 1 hou Monthly Number of hours devoted during trading hours: 0 Duties: partnership to buy vacation property I*2675275, Entity Type: For Profit, Name of OBA: Texas Twisters, Address: College Station, TX 77845, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee State Date: 07/31/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: Play and sing in the band Music band I*3279271 Entity Type: Fiduciary role Name of OBA: J. R. Address: Bryan, TX 77807 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 12/04/2025 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Power of Attorney/Mother

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-09
S65 Uniform Investment Adviser Law Examination 1997-07-09
  • S63 Uniform Securities Agent State Law Examination
    1997-07-09
  • S65 Uniform Investment Adviser Law Examination
    1997-07-09

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