Robert Henry Putz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  College Station, TX
• 09/2009 → Present
  Bank Of America, Na
  College Station, TX

Other Businesses

I*1322294For profit or not for profit: Entity For Profit Name of outside business organization: Putz Legacy Holdings LLC Investment related: N Address of business: Bryan, Texas, 77802 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member, Start date of relationship: 5/30/2023Number of hours devoted: 1 hr Mthly Number of hours devoted during trading hours: 1hr mthly Duties: Will hold investments of mostly real estate for liability purposes. I*1324292For profit or not for profit: Entity For Profit Name of outside business organization: Putz Aeroplanes LLC Investment related: N Address of business: Bryan, Texas, 77802 Nature of business: Limited Liability Company, Position, title, association: General Partner/Managing Member, Start date of relationship: 5/30/2023 Number of hours devoted: 1 hr Monthly Number of hours devoted during trading hours: 1 hr mthly Duties: Entity is formed to own or lease mostly assets related to aviation to include airplanes, hangars and assets to support the same. I*: 2086323 Entity Type: Entity Charitable Name of OBA: Christ Church - College Station Address: College Station TX 77845Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2025Number of Hours: 4 hrs annually Number of Hours during trading: 1 hr annually Duties: Church Board comprised of 180 member decision-making body. The Board of Stewards has two scheduled meetings each year. Meetings are after hours. The BOS approves nominations and the budget of the church. The board does not set church policies or make financial decisions. The board meets twice a year to give final approval on recommendations from smaller committees. I*2654301, Entity Type: , Name of OBA: C G B IRA, Address: Katy, Texas, 77494, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/23/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*4347271, Entity Type: , Name of OBA: R R P, Address: Bryan, Texas, 77802, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/08/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  1998-12-07

Other Names

• Rob Putz
• Robert H (Jr) Putz