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David John Rhodes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

College Station, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1997-03-10
  • TX RA
    APPROVED
    Since 1997-03-10

Branch Locations

1509 Emerald Pkwy, College Station, TX 77845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 12/1996 Present
Bank Of America, N.A. College Station TX 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-13
S63 Uniform Securities Agent State Law Examination 1997-03-06
  • S65 Uniform Investment Adviser Law Examination
    1997-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-03-06
Other Names
  • David J Rhodes

View on SEC IAPD

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Other Offices

TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX
FIRST COMMAND ADVISORY SERVICES · College Station, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · College Station, TX
LPL ENTERPRISE, LLC · COLLEGE STATION, TX
LPL FINANCIAL LLC · COLLEGE STATION, TX
WELLS FARGO CLEARING SERVICES, LLC · COLLEGE STATION, TX
WELLS FARGO CLEARING SERVICES, LLC · COLLEGE STATION, TX

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