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Eugene Plahotnii

Ubs Financial Services Inc.

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-01
  • CA RA
    APPROVED
    Since 2024-11-01

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ats Advanced Trustee Strategies San Diego CA 11/2013 04/2023
Fsc Securities Corp Atlanta GA 11/2015 04/2022
Avantax Investment Services, Inc. San Diego CA 05/2022 06/2022
Avantax Advisory Services San Diego CA 05/2022 06/2022
Wells Fargo Clearing Services, Llc San Diego CA 04/2023 10/2024
Ubs Financial Services Inc. San Diego CA 10/2024 Present
  • 11/2013 → 04/2023
    Ats Advanced Trustee Strategies
    San Diego, CA
  • 11/2015 → 04/2022
    Fsc Securities Corp
    Atlanta, GA
  • 05/2022 → 06/2022
    Avantax Investment Services, Inc.
    San Diego, CA
  • 05/2022 → 06/2022
    Avantax Advisory Services
    San Diego, CA
  • 04/2023 → 10/2024
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 10/2024 → Present
    Ubs Financial Services Inc.
    San Diego, CA
Previous Registrations
  • 2023-05-03 → 2024-11-01
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 2022-05-06 → 2022-06-03
    Avantax Advisory Services
    San Diego, CA
  • 2017-01-04 → 2022-05-09
    Fsc Securities Corporation
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-31
  • S66 Uniform Combined State Law Examination
    2016-12-31
Other Names
  • Eugeniu Plahotnii

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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