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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-05-21 |
| IL | RA | APPROVED | 2025-08-29 |
| MS | RA | APPROVED | 2025-02-13 |
| OH | RA | APPROVED | 2024-03-27 |
| MI | RA | APPROVED | 2024-03-20 |
| DC | RA | APPROVED | 2023-05-11 |
| RI | RA | APPROVED | 2023-04-21 |
| NC | RA | APPROVED | 2023-03-22 |
| WI | RA | APPROVED | 2022-11-15 |
| GA | RA | APPROVED | 2021-11-24 |
| NY | RA | APPROVED | 2021-04-16 |
| SC | RA | APPROVED | 2020-10-06 |
| HI | RA | APPROVED | 2019-11-20 |
| AZ | RA | APPROVED | 2019-06-07 |
| CO | RA | APPROVED | 2019-05-03 |
| ME | RA | APPROVED | 2019-03-21 |
| MA | RA | APPROVED | 2019-02-06 |
| VA | RA | APPROVED | 2019-01-29 |
| AL | RA | APPROVED | 2018-08-16 |
| MD | RA | APPROVED | 2018-08-03 |
| FL | RA | APPROVED | 2018-04-23 |
| NJ | RA | APPROVED | 2018-02-23 |
| CA | RA | APPROVED | 2018-02-22 |
| CT | RA | APPROVED | 2018-02-22 |
| PA | RA | APPROVED | 2018-02-22 |
| TX | RA | APPROVED | 2018-02-22 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Montauk, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | New York | NY | 07/2006 | Present |
| Park Avenue Securities | New York | NY | 09/2014 | Present |
| Guardian Life Insurance Company | Montauk | NY | 06/2024 | Present |
| Park Avenue Securities | Montauk | NY | 06/2024 | Present |
1. Outside Insurance-Occasionally I sell Life/LTD/LTC with outside carriers, Start: 01/01/2014, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) POA for Mother, Start: 05/01/2023, Address: 170 Greenwich Street, Montauk NY 11954, 0 total hours per month, Not investment related, No annual compensation, 3) Residency to Retirement Wealth, LLC-DBA, Nature of Business: sell life/disability & investments, Start date: 02/01/2026, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, Duties: co-owner, 160 total hours per month; 160 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-20 |
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