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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-23 |
| NC | RA | APPROVED | 2026-07-13 |
| GA | RA | APPROVED | 2026-04-22 |
| WA | RA | APPROVED | 2026-04-09 |
| IN | RA | APPROVED | 2026-03-31 |
| DC | RA | APPROVED | 2026-02-20 |
| RI | RA | APPROVED | 2026-02-20 |
| AZ | RA | APPROVED | 2025-08-20 |
| MD | RA | APPROVED | 2025-04-15 |
| MA | RA | APPROVED | 2025-03-07 |
| PA | RA | APPROVED | 2025-03-03 |
| VA | RA | APPROVED | 2025-01-23 |
| LA | RA | APPROVED | 2024-08-21 |
| ND | RA | APPROVED | 2024-07-03 |
| CO | RA | APPROVED | 2024-06-26 |
| MN | RA | APPROVED | 2024-06-26 |
| NV | RA | APPROVED | 2024-06-26 |
| SD | RA | APPROVED | 2024-06-26 |
| KS | RA | APPROVED | 2024-03-08 |
| CA | RA | APPROVED | 2024-02-21 |
| MI | RA | APPROVED | 2024-01-26 |
| MO | RA | APPROVED | 2024-01-26 |
| TX | RA | APPROVED | 2024-01-26 |
| FL | RA | APPROVED | 2023-12-21 |
| CT | RA | APPROVED | 2023-12-20 |
| IL | RA | APPROVED | 2023-12-20 |
| NJ | RA | APPROVED | 2023-12-05 |
| NY | RA | APPROVED | 2023-12-04 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Montclair, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life / Strategies For Wealth | New York | NY | 02/2012 | Present |
| Park Avenue Securities Llc | New York | NY | 03/2016 | Present |
| Guardian Life Insurance Company | Montclair | NJ | 06/2024 | Present |
| Park Avenue Securities | Montclair | NJ | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-04 |
| S66 | Uniform Combined State Law Examination | 2016-11-07 |
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