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Jorge Luis Vazquez

Equitable Advisors, LLC

Ocala, FL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-20
  • FL RA
    APPROVED
    Since 2024-02-20

Branch Locations

725 E. Silver Springs Blvd Suite 1A, Ocala, FL 34470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2013 12/2016
M&T Securities, Inc Ithaca NY 12/2016 05/2019
Regions Bank Ocala FL 05/2019 01/2024
Cetera Investment Advisers Llc Ocala FL 06/2019 01/2024
Cetera Investment Services Llc St. Cloud MN 06/2019 01/2024
Equitable Advisors, Llc New York NY 01/2024 Present
  • 11/2013 → 12/2016
    Axa Advisors, Llc
    New York, NY
  • 12/2016 → 05/2019
    M&T Securities, Inc
    Ithaca, NY
  • 05/2019 → 01/2024
    Regions Bank
    Ocala, FL
  • 06/2019 → 01/2024
    Ocala, FL
  • 06/2019 → 01/2024
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2024 → Present
    New York, NY
Previous Registrations
  • 2019-06-05 → 2024-01-29
    Ocala, FL
  • 2017-01-12 → 2019-06-14
    M&T Securities, Inc.
    Fishkill, NY
    Ithaca, NY
    Ithaca, NY
    Cortland, NY
    Fishkill, NY
    Corning, NY
    Prattsburg, NY
    Syracuse, NY
  • 2014-06-02 → 2016-12-22
    Syracuse, NY
    Syracuse, NY
Other Businesses

Vazquez Wealth Management, LLC. 725 E Silver Springs Blvd, Suite 1A Ocala FL 34470, Financial Advisor -owner operator. Financial Advisor, Provide investment advise to the community and businesses. 02/01/2024, 160 hrs/mo. Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-10
  • S66 Uniform Combined State Law Examination
    2014-02-10

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