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Lucas Ruiz

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-05
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-09-05
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 11/2013 09/2017
E*Trade Capital Management Llc Sandy UT 05/2017 09/2017
E*Trade Securities Llc Sandy UT 09/2017 02/2020
E*Trade Capital Management Llc Sandy UT 09/2017 02/2020
E*Trade Securities Llc Sandy UT 02/2020 06/2020
E*Trade Securities Llc Sandy UT 06/2020 Present
E*Trade Capital Management Llc Sandy UT 06/2020 Present
Morgan Stanley Sandy UT 03/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 11/2013 → 09/2017
    E*Trade Securities Llc
    Sandy, UT
  • 05/2017 → 09/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 09/2017 → 02/2020
    E*Trade Securities Llc
    Sandy, UT
  • 09/2017 → 02/2020
    E*Trade Capital Management Llc
    Sandy, UT
  • 02/2020 → 06/2020
    E*Trade Securities Llc
    Sandy, UT
  • 06/2020 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 06/2020 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 03/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2017-05-22 → 2023-09-05
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-19
S63 Uniform Securities Agent State Law Examination 2014-05-16
  • S66 Uniform Combined State Law Examination
    2017-05-19
  • S63 Uniform Securities Agent State Law Examination
    2014-05-16
Other Names
  • Lucas Ruiz-Stratton

View on SEC IAPD

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BRIAN SCOTT URIE
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BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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