Nicholas J Cooper

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2025-06-02
CO	RA	APPROVED	2021-01-06
TX	RA	APPROVED	2014-06-20
MI	RA	APPROVED	2014-06-10

VT RA
APPROVED

Since 2025-06-02
CO RA
APPROVED

Since 2021-01-06
TX RA
APPROVED

Since 2014-06-20
MI RA
APPROVED

Since 2014-06-10

Branch Locations

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saginaw	MI	11/2013	Present
Bank Of America, N.A.	Saginaw	MI	03/2015	Present

11/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saginaw, MI
03/2015 → Present

Bank Of America, N.A.

Saginaw, MI

Other Businesses

I*, 2754267 Entity Type: Fiduciary Name of OBA: N J C TTEE U/A DTD 06/20/2024 Address: Saginaw, Michigan 48603 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 08/18/2025 No Hours: 1 hour per year No Hours during trading: 0 Duties: Trustee

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-06

S66 Uniform Combined State Law Examination

2014-06-06

Other Names

Nick Cooper
Nicholas James Cooper

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

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