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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Lubbock | TX | 06/2014 | Present |
| New York Life | Lubbock | TX | 11/2013 | Present |
| Alpha Capital Strategies | Lubbock | TX | 10/2018 | 09/2021 |
| Eagle Strategies Llc | Lubbock | TX | 12/2020 | Present |
[Insurance Brokering; Appointed with various insurance companies for the purpose of brokering non-registered insurance products.; 6121 79th St. Unit A, Lubbock, TX 79424; Start Date 01/2017; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [Farming; Buying/selling farm items, rental of stables/pasture.; 12001 N County Road 1500, Shallowater, TX 79363; Start Date 10/2023; Role/Title: owner of farm; Not Investment Related; 30 hours per month; 0 hours per month during securities trading hours; Daily care of animals, growing a garden, general farm maintenance]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-01 |
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