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Shandy Kaye Coleman-Mcguire

J.P. Morgan Securities LLC

Columbus, OH

Lexington, KY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-28
KY RA APPROVED 2013-08-22
  • TX RA
    APPROVED_RES
    Since 2015-07-28
  • KY RA
    APPROVED
    Since 2013-08-22

Branch Locations

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

201 East Main Street, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lexington KY 07/2015 Present
Jpmorgan Chase Bank, N.A. Lexington KY 07/2015 Present
Previous Registrations
  • 2008-09-19 → 2012-02-08
    Chase Investment Services Corp.
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-17
S63 Uniform Securities Agent State Law Examination 2006-04-17
  • S66 Uniform Combined State Law Examination
    2008-09-17
  • S63 Uniform Securities Agent State Law Examination
    2006-04-17
Other Names
  • Shandy Kaye Coleman
  • Shandy K Babhania
  • Shandy Babhania
  • Shandy Coleman
  • Shandy K Babhania
  • Shandy Kaye Babhania

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
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