Ana Rocio Rosenberg

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC
• 08/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 06/2019 → 08/2019
  Angi Home Services
  Denver, CO

Previous Registrations

• 2016-02-04 → 2019-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC

Other Businesses

I*: 2614275 Entity Type: CHARITABLE Name of OBA: CHERRY CREEK HAS HEART Address: Denver, Colorado, 80206 Investment Related: No Position, Title, Association: BOARD MEMBER Employee Start Date: 07/15/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: THIS IS A CHARITABLE ORGANIZATION WITH BOARD MEMBERS CONSISTING OF MERRILL EMPLOYEES

Exams

• S66 Uniform Combined State Law Examination
  2016-02-02

Other Names

• Ana Rocio Torres
• Ana Torres