Kendall K.K. Kakugawa

Current Employers

Employment History

• 08/2007 → Present
  Sfg, Ltd.
  Honolulu, HI
• 04/2013 → 12/2016
  United Planners' Financial Services
  Scottsdale, AZ
• 02/2014 → Present
  Shiraishi Financial Group Advisors
  Honolulu, HI
• 12/2016 → Present
  Independent Financial Group
  San Diego, CA
• 06/2021 → Present
  Kendall Kakugawa
  Pearl City, HI

Previous Registrations

• 2013-04-29 → 2014-11-13
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
  Honolulu, HI
  Hilo, HI
• 2009-01-23 → 2013-05-08
  Securities America Advisors, Inc.
  Honolulu, HI
• 2008-10-23 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Honolulu, HI

Other Businesses

(1) SFGA LLC POSITION: Independent Contractor NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/25/2014 ADDRESS: 1585 Kapioloani Blvd #928, Honolulu HI 96814, United States DESCRIPTION: IAR OF SFGA LLC, A SEC REGISTERED INVESTMENT ADVISOR OFFERING ADVISORY SERVICES (2) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2007 ADDRESS: 1585 Kapioloani Blvd #928, Honolulu HI 96814, United States DESCRIPTION: HAWAII LICENSED INSURANCE AGENT OF SFG, LTD. OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (3) SHIRAISHI FINANCIAL GROUP (SFG) POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 40 START DATE: 08/30/2007 ADDRESS: 1585 Kapioloani Blvd #928, Honolulu HI 96814, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA USED TO MARKET SECURITIES AND INSURANCE BUSINESS. (4) LEEWARD COMMUNITY CHURCH POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2019 ADDRESS: 1860 Komo Mai Drive, Pearl City HI 96782, United States DESCRIPTION: DEACON & TREASURER ON BOARD OF DIRECTORS. KENDALL KAKUGAWA POSITION: Grantor / Trustee NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: , Pearl City HI , United States DESCRIPTION: Grantor Trustee of personal joint trust

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-17
• S63 Uniform Securities Agent State Law Examination
  2007-10-26

Other Names

• Kendall K Kakugawa