Xinyi Wang

Current Employers

Griffinest Asia Asset Management, Llc

301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-02-25

CA RA
APPROVED

Since 2021-02-25

Branch Locations

301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Griffinest Asia Securities, Llc	Pasadena	CA	03/2013	Present
Griffinest Asia Asset Management, Llc	Pasadena	CA	02/2021	Present

03/2013 → Present

Griffinest Asia Securities, Llc

Pasadena, CA
02/2021 → Present

Griffinest Asia Asset Management, Llc

Pasadena, CA

Other Businesses

RESEARCH PRINCIPAL OF GRIFFINEST ASIA SECURITIES, LLC, INVESTMENT RELATED, 3452 E. FOOTHILL BLVD., SUITE 100, PASADENA, CA 91107, SPEND 40 HOURS/WEEK.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-04-09

S63 Uniform Securities Agent State Law Examination

2014-04-09

Designations

View on SEC IAPD

Current Employers

Griffinest Asia Asset Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

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