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Patrick David Mihm

Charles Schwab & Co., Inc.

Columbus, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-14
  • OH RA
    APPROVED
    Since 2025-01-14

Branch Locations

277 W. Nationwide Blvd., Columbus, OH 43215-9737 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Columbus OH 11/2013 Present
Charles Schwab Bank, Ssb Columbus OH 01/2015 Present
Td Ameritrade Inc. Northbrook IL 08/2023 06/2024
  • 11/2013 → Present
    Charles Schwab & Co., Inc.
    Columbus, OH
  • 01/2015 → Present
    Charles Schwab Bank, Ssb
    Columbus, OH
  • 08/2023 → 06/2024
    Td Ameritrade Inc.
    Northbrook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-21
S63 Uniform Securities Agent State Law Examination 2014-02-14
  • S66 Uniform Combined State Law Examination
    2015-04-21
  • S63 Uniform Securities Agent State Law Examination
    2014-02-14
Other Names
  • Rick David Mihm

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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